The Firm

The FountainPlace Group is a corporate advisory and capital markets firm that, through its affiliates and subsidiaries, provides operational support and advice to help closely held businesses pursue their strategic and financial objectives. The firm works with family- and founder-led businesses across a variety of industries to find creative solutions to their most complex issues.

Charlotte, NC

FountainPlace Securities Partners LLC
Broker-dealer registered with the Securities and Exchange Commission and a member of the Financial Industry Regulatory Authority, Inc.

FountainPlace Advisory Partners LLC
Provider of executive-level financial and strategic advisory services and a member-affiliate of NextGen CFO, LLC.

FountainPlace Management LLC
Provider of investment and private capital services to investors and partners.

Please email contact@thefountainplacegroup.com for additional information.

Disclosures

FountainPlace Securities Partners LLC is a registered broker-dealer and member of FINRA and SIPC. For more information, you may contact SIPC by phone (202) 371-8300.

As an aid to the education and protection of the investing public, FINRA operates a toll-free information hotline and an Internet Website to disseminate information regarding the disciplinary history of FINRA members and their associated persons. Clients who wish to obtain a brochure which describes the FINRA Broker Check Program should contact FINRA through the hotline or via the Internet.

• Call the Broker Check Hotline at +1-800-289-9999. The hotline is open Monday through Friday, 8:00 am to 8:00 pm.

• Email FINRA through the Broker Check portal.

• Visit the Website: The Broker Check Program can be accessed through the Internet at https://brokercheck.finra.org/.

Testimonials may not be representative of the experience of all clients. Testimonials are not a guarantee of future performance or success.

Business Continuity Plan

Form CRS